JM
JM

John Maskubi

30 Years of Experience
New York, NY
3 DisclosuresBroker

John Maskubi is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

280 Park Ave 27th & 29th Fls, New York, NY, 10017

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2006
Settled
Customer Dispute
November 2005
Settled
Customer Dispute
February 2003
Award / Judgment
Other Business Activities

John is a caregiver for his special needs sister through Public Partnerships and Heart to Heart Home Care. These activities take about 10-20% of his time and about a quarter of his time, respectively.

Employment History
Current Registrations
Wells Fargo Advisors
June 2021 - Present · 5 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2007 - March 2021 · 13 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2005 - March 2021 · 15 yrs 7 mos
Morgan Stanley Dw INC.Broker
January 1997 - August 2005 · 8 yrs 7 mos
Investors Associates, INC.Broker
December 1995 - May 1997 · 1 yr 5 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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