David Rhodes
David Rhodes is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Bryan, TX, with 31 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1920 W Villa Maria, Suite 307, Bryan, TX, 77807
Get directionsHistory
Regulatory History (9)
Customer Dispute
August 2024Customer Dispute
November 2021Regulatory
June 2013Customer Dispute
October 2011Employment Separation After Allegations
February 2011Customer Dispute
December 2010Customer Dispute
June 2007Customer Dispute
August 2005Customer Dispute
August 2005Other Business ActivitiesSells Insurance
David is a planner and insurance agent selling fixed insurance through The Rhodes Financial Group, spending a few hours per week on this activity. He also owns National Strategic Concepts Consultants Inc DBA The RFG, an S corp, and refers clients to Stonecastle for FDIC insured accounts.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Princor Financial Services CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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