SG
SG

Scott Gregoria

29 Years of Experience
Minneapolis, MN
Broker

Scott Gregoria is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is a tour guide for Prince-related sites and serves on the board of directors for the Prince Legacy Henderson Project Inc. He also volunteers with the Leukemia and Lymphoma Society, spending minimal time on each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2015 - Present · 11 yrs 3 mos
Ameriprise Financial Services, LLC
March 2010 - Present · 16 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Riversource Distributors, INC.Broker
January 2009 - March 2010 · 1 yr 2 mos
Riversource Distributors, INC.Broker
January 2007 - December 2008 · 1 yr 11 mos
Ameriprise Financial Services, INC.Broker
September 1996 - January 2007 · 10 yrs 4 mos
Ids Life Insurance CompanyBroker
September 1996 - July 2006 · 9 yrs 10 mos
State Registrations10 states
CTDCDEMDMNNCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Gregoria - Financial Advisor | TrueAdvisor