Louis Soriano is a CFP-designated registered investment advisor, based in Smithtown, NY, with 30 years of industry experience.
Location
222 E. Main Street, Suite 206, Smithtown, NY, 11787
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Louis is a Director/Officer at Navigator Financial Strategies, providing financial services and tax preparation since 2000. He dedicates minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
August 1995 - September 2025 · 30 yrs 1 mo
State Registrations9 states
CACTFLMANCNJNYPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.