Andrew Baugh is a CFA-designated registered investment advisor at Integrity Alliance, LLC, based in Fishers, IN, with 28 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.50% |
Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.
Fee Estimator
Location
Fishers, IN
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew owns 459 Monterey Ave LLC, a real estate company where his RIA leases space, dedicating minimal time to it. He also serves as Owner/COO of Legacy Capital Group California and Owner/CIO of REACT Investment Solutions LLC, both RIAs, dedicating full-time hours to each.
Employment History
Current Registrations
Integrity Alliance, LLC.
Integrity Alliance, LLC.Broker
Legacy Capital Group California, INC.
Previous Registrations
Lion Street Financial, LLCBroker
React Investment Solutions, LLC
NFP Advisor Services, LLCBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Julian Strickland, CFPGenesis Advisors, LLC
- Mark Wittleder, CFPCorient
- Stephanie Jordan, ChFCState Farm Investment Management CORP.
- Nicholas Catlin, CFPCbg & Company, INC.
- Paul Coan, CFP, ChFCRaton Wealth
- Samantha Bush, CFPLPL Financial LLC