Dawn Buchholz is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
50 North Laura Street, Suite 2000, Jacksonville, FL, 32202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2014 - Present · 11 yrs 8 mos
Morgan StanleyBroker
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - July 2014 · 5 yrs 1 mo
Morgan Stanley
June 2009 - July 2014 · 5 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 1997 - April 2007 · 9 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 1997 - April 2007 · 9 yrs 7 mos
Prudential Securities IncorporatedBroker
July 1997 - August 1997 · 1 mo
Dean Witter Reynolds INC.Broker
June 1995 - July 1997 · 2 yrs 1 mo
State Registrations43 states
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Exams
No exam information available for this advisor.