John Galano is a registered investment advisor at Morgan Stanley, based in La Jolla, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1111 Prospect Street, La Jolla, CA, 92037
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2023 - Present · 3 yrs 1 mo
Morgan StanleyBroker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - July 2023 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - July 2023 · 6 yrs 9 mos
Tullett Prebon Financial Services LLCBroker
September 2009 - July 2015 · 5 yrs 10 mos
Prebon Financial Products INC.Broker
July 2007 - January 2010 · 2 yrs 6 mos
Tradition Asiel Securities INC.Broker
May 2002 - July 2007 · 5 yrs 2 mos
Prebon Securities (USA) INC.Broker
February 2002 - May 2002 · 3 mos
State Registrations16 states
AZCAFLGAIDMONCNJNVNYORPATXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.