TrueAdvisor
TrueAdvisor
SD
SD

Stella Desantis

Oppenheimer & CO. INC.
30 Years of Experience
Bethlehem, PA
7 DisclosuresBroker
View SEC Summary
View SEC Summary

Stella Desantis is a registered investment advisor at Oppenheimer & CO. INC., based in Bethlehem, PA, with 30 years of industry experience. Stella is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1525 Valley Center Pkwy, Suite 160, Bethlehem, PA, 18017

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2013
Customer Dispute
November 2002
Settled
Customer Dispute
July 2002
Denied
Customer Dispute
March 2002
Settled
Customer Dispute
June 2001
Settled
Customer Dispute
December 2000
Denied
Customer Dispute
August 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
June 2013 - Present · 13 yrs 4 mos
Oppenheimer & CO. INC.Broker
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Morgan Stanley
January 2011 - July 2013 · 2 yrs 6 mos
Morgan StanleyBroker
June 2009 - July 2013 · 4 yrs 1 mo
Citigroup Global Markets INC.Broker
March 1996 - June 2009 · 13 yrs 3 mos
State Registrations16 states
CADEFLILINMDMENCNJNVNYPASCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bethlehem, PA →All financial advisors in Pennsylvania →