KM
CFP
KM
CFP

Kathleen Ann Mcgrath

30 Years of Experience
Broker
Areas of Practice
Investment ManagementInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

1991 Crocker Road, #600, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathleen is on the advisory board for Hugs and Hope Foundation, a non-profit, dedicating minimal time. She is also a Principal at W3 Wealth Management LLC, spending about a quarter of her time on wealth management and financial planning, and a finance committee member at Westwood Country Club, spending minimal time.

Employment History
Current Registrations
W3 Wealth Advisors, LLC
August 2020 - Present · 5 yrs 6 mos
Valmark Advisers, INC.
August 2020 - Present · 5 yrs 6 mos
Valmark Securities, INC.Broker
August 2020 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - August 2020 · 12 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - August 2020 · 12 yrs 7 mos
A. G. Edwards & Sons, INC.
January 2007 - January 2008 · 1 yr
A. G. Edwards & Sons, INC.Broker
January 2007 - January 2008 · 1 yr
Mcdonald Investments INC.
November 1999 - January 2007 · 7 yrs 2 mos
Mcdonald Investments INC.Broker
February 1997 - January 2007 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - February 1997 · 1 yr 7 mos
State Registrations8 states
AZFLGAMINJOHSCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.