AG
AG
Antonio Garcia
30 Years of Experience
Pinecrest, FL
Broker
Antonio Garcia is a registered investment advisor at Cetera Investment Advisers LLC, based in Pinecrest, FL, with 30 years of industry experience. Antonio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
8061 S Dixie Highway, Pinecrest, FL, 33156
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2014 - Present · 12 yrs 2 mos
Cetera Investment Services LLCBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
February 2013 - January 2014 · 11 mos
Wells Fargo Advisors, LLC
November 2005 - February 2013 · 7 yrs 3 mos
Wells Fargo Advisors, LLCBroker
November 2005 - February 2013 · 7 yrs 3 mos
Ifmg Securities, INC.
May 2004 - October 2005 · 1 yr 5 mos
Ifmg Securities, INC.Broker
May 2004 - October 2005 · 1 yr 5 mos
Essex National Securities, INC.
February 2003 - April 2004 · 1 yr 2 mos
Essex National Securities, INC.Broker
February 2003 - April 2004 · 1 yr 2 mos
AXA Advisors, LLC
February 1998 - February 2003 · 5 yrs
AXA Advisors, LLCBroker
February 1998 - February 2003 · 5 yrs
The Equitable Life Assurance Society of the United StatesBroker
February 1998 - January 2000 · 1 yr 11 mos
American Express Financial Advisors INC.Broker
December 1996 - November 1997 · 11 mos
Ids Life Insurance CompanyBroker
December 1996 - November 1997 · 11 mos
Smith Barney INC.Broker
July 1995 - November 1996 · 1 yr 4 mos
State Registrations9 states
ALFLGAMINCNJOHPRTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.