James Palumbo
James Palumbo is a registered investment advisor at Global Wealth, LLC, based in Colorado Springs, CO, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 41 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.50% |
| $100K - $250K | 1.98% |
| $250K - $750K | 1.50% |
| $750K - $1000K | 1.25% |
| $1M+ | 1.00% |
Clients can combine multiple household accounts to receive a lower tiered schedule fee. Fees may be negotiated.
Fee Estimator
Location
1755 Telstar, 3rd Floor, #300, Colorado Springs, CO, 80920
Get directionsHistory
Regulatory History (4)
Regulatory
November 2024Employment Separation After Allegations
July 2022Customer Dispute
May 2007Customer Dispute
January 2007Other Business ActivitiesSells Insurance
James works as an enrolled agent doing a small amount of accounting and tax work, and provides life and health insurance to some clients. He is also an author and publisher, and serves several non-profit organizations as a director or president in uncompensated volunteer positions.
Employment History
Current Registrations
Global Wealth, LLC
Previous Registrations
Global Wealth, LLC
Dynamic Wealth Advisors
Sws Financial ServicesBroker
Oxford Asset Management, LLC
American General Securities IncorporatedBroker
VALIC Financial Advisors, INC.Broker
Capital Brokerage CorporationBroker
Franklin Financial Services CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.