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Patrick Scanlan

29 Years of Experience
Chicago, IL
Broker

Patrick Scanlan is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2018 - Present · 7 yrs 6 mos
Raymond James & Associates, INC.Broker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Macquarie Capital (USA) INC.Broker
October 2013 - February 2018 · 4 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2008 - August 2013 · 4 yrs 10 mos
J.P. Morgan Securities INC.Broker
June 2008 - October 2008 · 4 mos
Bear, Stearns & CO. INC.Broker
January 1997 - June 2008 · 11 yrs 5 mos
J.P. Morgan Securities INC.Broker
January 1996 - January 1997 · 1 yr
State Registrations24 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.