DH
DH

D'arcy Henson

26 Years of Experience
Charlotte, NC
Broker

D'arcy Henson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Charlotte, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 N Tryon St, Charlotte, NC, 28255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2018 - Present · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2018 - Present · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
LPL Financial LLC
January 2014 - March 2016 · 2 yrs 2 mos
LPL Financial LLC
January 2012 - January 2014 · 2 yrs
Uvest Financial Services Group, INC.
November 2007 - December 2011 · 4 yrs 1 mo
LPL Financial LLCBroker
November 2007 - March 2016 · 8 yrs 4 mos
Uvest Financial Services Group, INC.Broker
November 2007 - April 2012 · 4 yrs 5 mos
Linsco/private Ledger CORP.
January 2004 - November 2007 · 3 yrs 10 mos
Linsco/private Ledger CORP.Broker
October 2000 - November 2007 · 7 yrs 1 mo
Salomon Smith Barney INC.Broker
September 1999 - October 2000 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
January 1999 - October 1999 · 9 mos
Cibc Oppenheimer CORP.Broker
October 1997 - October 1998 · 1 yr
Dean Witter Reynolds INC.Broker
April 1997 - January 1999 · 1 yr 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.