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JG
CFP
JG
CFP

Janice Guinn

Private Advisor Group, LLC
24 Years of Experience
Chandler, AZ
View SEC Summary
View SEC Summary

Janice Guinn is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Chandler, AZ, with 24 years of industry experience. Janice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chandler, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Janice uses Sofia Financial and American Financial Management Group as business names for investment advice through Private Advisor Group, LLC, dedicating nearly full-time hours. She also owns Guinn Financial Planning LLC and Guinn Properties LLC, dedicating nearly full-time hours to the former and minimal time to the latter.

Employment History
Current Registrations
Private Advisor Group, LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Oppenheimer & CO. INC.
August 2018 - December 2020 · 2 yrs 4 mos
Oppenheimer & CO. INC.Broker
July 2008 - December 2020 · 12 yrs 5 mos
Citigroup Global Markets INC.Broker
November 2000 - July 2008 · 7 yrs 8 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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