Stephen Brown
Stephen Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Kirkland, WA, with 30 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11930 Slater Ave NE Ste 100, Kirkland, WA, 98034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in several outside business activities. He is the treasurer for Concerned Neighbors of Wellington, a non-profit, and also works as an insurance agent selling life, health, disability, and fixed annuities, as well as group benefits, individual health, and Medicare products. This insurance work takes about a quarter of Stephen's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.