Thomas Hake is a registered investment advisor, based in St. Petersburg, FL, with 30 years of industry experience.
Location
2713 1st Avenue North St., St. Petersburg, FL, 33713
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas participates in FINRA arbitration proceedings as a neutral arbitrator, dedicating minimal time. He is also a registered representative and investment advisor representative for Hake Investment Group, dedicating minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Ssn Advisory, INC.
Securities Service Network, INC.Broker
Hake Investments, INC.
Joseph Charles Hake & Company, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.