Terry Tang
Terry Tang is a registered investment advisor at Emerson Equity LLC, based in Rolling HIlls, CA, with 30 years of industry experience. Terry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
655 Deep Valley Drive, Suite 1258, Rolling HIlls, CA, 90274
Get directionsHistory
Regulatory History (4)
Regulatory
July 2011Employment Separation After Allegations
March 2010Customer Dispute
February 2010Customer Dispute
December 2007Other Business ActivitiesSells Insurance
Terry is an insurance agent since 1999, selling accidental & health, life, and variable insurance. Terry also dedicates full-time hours to Southern California Wealth Management Associates LLC as a DBA for securities business, and spends minimal time as president of a non-profit organization.
Employment History
Current Registrations
Emerson Equity LLC
Southern California Wealth Management Associates
Emerson Equity LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West GroupBroker
Financial West Group
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.