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Kevin Connor

Ameriprise Financial Services, LLC
30 Years of Experience
Tequesta, FL
1 DisclosureBroker
View SEC Summary
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Kevin Connor is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tequesta, FL, with 30 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Tequesta, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2005
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin owns multiple investment-related real estate properties, including a single-family home and two condominiums. These properties are located in Jupiter, Tequesta, and Hobe Sound, Florida.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2025 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
January 2025 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Kovack Advisors, INC.
October 2020 - January 2025 · 4 yrs 3 mos
Kovack Securities INC.Broker
August 2016 - January 2025 · 8 yrs 5 mos
J.W. Cole Financial, INC.Broker
January 2014 - August 2016 · 2 yrs 7 mos
Lasalle St Securities, L.L.C.Broker
January 2010 - December 2013 · 3 yrs 11 mos
Raymond James & Associates, INC.
December 2006 - January 2010 · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2005 - January 2010 · 4 yrs 4 mos
Edward JonesBroker
February 2000 - August 2005 · 5 yrs 6 mos
On-Site Trading, INC.Broker
April 1999 - February 2000 · 10 mos
A. G. Edwards & Sons, INC.Broker
July 1995 - January 1999 · 3 yrs 6 mos
State Registrations4 states
FLMANYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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