John Harten
John Harten is a registered investment advisor at LPL Financial LLC, based in West Springfield, MA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1252 Elm Street Suite 7, West Springfield, MA, 01089
Get directionsHistory
Regulatory History (1)
Criminal
December 1988Other Business ActivitiesSells Insurance
John operates Harten Financial Group as a DBA for his LPL business since 2012. He also works with Harten Financial Group selling non-variable insurance products, including life, health, disability, LTC, and fixed annuities, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLCBroker
New England SecuritiesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.