EO
EO

Emmett Owenby

30 Years of Experience
Breckenridge, CO
1 DisclosureBroker

Emmett Owenby is a registered investment advisor at Morgan Stanley, based in Breckenridge, CO, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Breckenridge, CO

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History

Regulatory History (1)
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Customer Dispute
January 2007
Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
June 2006 - April 2007 · 10 mos
Wachovia Securities, LLC
May 1998 - June 2006 · 8 yrs 1 mo
Wachovia Securities, LLCBroker
August 1995 - June 2006 · 10 yrs 10 mos
State Registrations28 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Emmett Owenby - Financial Advisor | TrueAdvisor