Oumar Diaby is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 22 years of industry experience. Oumar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
305 Seventh Avenue, New York, NY, 10001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Oumar is the sole owner of Halaalan Taiban LLC, a technology company focused on developing apps and websites for the Islamic faith. He dedicates a few hours per week to this business, which currently has no employees or revenue.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Blackrock Investments, LLCBroker
Blackrock Fund Distribution CompanyBroker
Blackrock Fund Advisors
Barclays Global Investors ServicesBroker
TD Waterhouse Investor Services, INC.Broker
State Registrations9 states
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