James Worfolk
James Worfolk is a registered investment advisor at Private Advisor Group, LLC, based in Alexandria, VA, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
663 S. Washington Street, Alexandria, VA, 22314
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
James provides investment advisory services through Private Advisor Group and Thrive Wealth Advisors, spending a significant amount of time on these activities. He also owns and rents out a townhouse, dedicating minimal time to this.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
Micg Investment Management, LLCBroker
Micg Investment Management
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
PFS Investments INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.