EH
EH

Edward Haywood

30 Years of Experience
Seattle, WA
2 DisclosuresBroker

Edward Haywood is a registered investment advisor at RBC Capital Markets, LLC, based in Seattle, WA, with 30 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

401 Union Street, Suite 3600, Seattle, WA, 98101

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Settled
Customer Dispute
March 2009
Settled
Other Business Activities

Edward was on the board of directors for Club Northwest, a running club, until March 2017, offering general direction and reviewing finances. He devoted a few hours per week to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
July 2006 - Present · 19 yrs 10 mos
RBC Capital Markets, LLC
July 2006 - Present · 19 yrs 10 mos
RBC Capital Markets, LLCBroker
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Piper Jaffray & CO.
August 1995 - July 2006 · 10 yrs 11 mos
Piper Jaffray & CO.Broker
July 1995 - July 2006 · 11 yrs
State Registrations32 states
AKAZCACOCTDCFLGAHIIAIDILLAMAMDMIMNMONCNDNJNVNYOHORPASCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Haywood - Financial Advisor | TrueAdvisor