David Hoctor is a CFP-designated registered investment advisor at Hoctor Financial Group, LLC, based in San Miguel de Allende, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 18 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hoctor Financial manages client accounts for a percentage of the value of your portfolio. The annual fee is negotiable and ranges from 0.5% to 2%, depending on the size and complexity of your account. The fee is paid quarterly, at the start of each quarter, and debited from your account. If you cancel, any prepaid fees will be refunded on a pro-rated basis.
Location
San Miguel de Allende
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Hoctor Financial Group, LLC
Previous Registrations
Sws Financial Services
State Registrations1 state
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