DB
DB

Dawn Barnes

23 Years of Experience
Atlanta, GA
Broker

Dawn Barnes is a registered investment advisor, based in Atlanta, GA, with 23 years of industry experience.

Location

Atlanta, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dawn is the president of Aurora Bay Capital, LLC, a branding platform, and also president and chief compliance officer of Aurora Bay Capital, a registered investment advisor. She also serves as an outside director for Green Thumb Industries Inc., consults for Healthlyte, LLC and 2406 Cancer Care, LLC, and is a board member for Serovita Holding Corporation.

Employment History
Current Registrations
Young America Capital, LLCBroker
October 2024 - Present · 1 yr 7 mos
Young America Capital, LLC
October 2024 - Present · 1 yr 7 mos
Aurora Bay Capital
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Bradley Woods & CO. LTD.Broker
October 2024 - October 2024 · 0 mos
Aurora Bay Capital
June 2019 - December 2022 · 3 yrs 6 mos
Pickwick Capital Partners, LLCBroker
October 2017 - October 2024 · 7 yrs
Income Focus Portfolio Management
November 2016 - January 2017 · 2 mos
Kota Global Securities INC.Broker
August 2012 - November 2015 · 3 yrs 3 mos
Caris & Company, INC.Broker
January 2012 - April 2012 · 3 mos
MagnaBroker
January 2008 - February 2010 · 2 yrs 1 mo
Magna Securities CORP.Broker
April 2006 - November 2007 · 1 yr 7 mos
Goldman, Sachs & CO.Broker
August 1998 - May 2004 · 5 yrs 9 mos
J.P. Morgan Securities INC.Broker
September 1995 - April 1998 · 2 yrs 7 mos
State Registrations2 states
GANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dawn Barnes - Financial Advisor | TrueAdvisor