RC
CFP
RC
CFP

Robert Carrigg

29 Years of Experience
Stamford, CT
2 DisclosuresBrokerSells Insurance

Robert Carrigg is a CFP-designated registered investment advisor, based in Stamford, CT, with 29 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Denied
Customer Dispute
October 2002
Settled
Other Business ActivitiesSells Insurance

Robert is an owner of Carrigg Wealth Advisors and provides advisory services for clients through Steward Partners Investment Advisory LLC. He also advises New Hampshire Public Radio on portfolio management, installs insurance products through Steward Partners Global Advisory, is a limited partner in ASCEND II LP, and is Secretary-Trustee for the Town of Rye, NH Trust Funds; all activities require minimal time.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Advisory, LLC
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
March 2019 - May 2022 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1999 - March 2019 · 20 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1998 - March 2019 · 20 yrs 9 mos
American Express Financial Advisors INC.Broker
July 1995 - July 1997 · 2 yrs
Ids Life Insurance CompanyBroker
July 1995 - July 1997 · 2 yrs
State Registrations23 states
AKAZCACOCTFLGAILMAMEMIMONCNHNYOHORPARISCTNVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Carrigg - Financial Advisor | TrueAdvisor