Thomas Wozniak
Thomas Wozniak is a registered investment advisor at Wells Fargo Advisors, based in Missoula, MT, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
970 Wyoming St Ste 301, Missoula, MT, 59801
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Regulatory History (1)
Customer Dispute
August 2003Other Business Activities
Thomas owns 100% of Lanadog, LLC, which serves as a pass-through for his financial practice, dedicating full-time hours to it. He also serves as Treasurer for Missoula Aging Services, a senior services organization, spending a few hours per week on this role.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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