Sean Murphy is a registered investment advisor, based in Red Bank, NJ, with 30 years of industry experience.
Location
10 Drs. James Parker Blvd, Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (3)
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Financial
January 2024Final
Regulatory
February 1999Final
Regulatory
June 1998Final
Other Business Activities
Sean represents liquor brands at Dallas Mavericks/Stars games, taking care of VIP customers, which occupies about half of his time. He also uses MedAx Capital LLC as a DBA for broker-dealer and RIA business.
Employment History
Current Registrations
Alexander Capital, L.P.
January 2025 - Present · 1 yr 4 mos
Alexander Capital, L.P.Broker
January 2025 - Present · 1 yr 4 mos
Alexander Capital Wealth Management LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Axcess Global Investments LLC
June 2021 - December 2022 · 1 yr 6 mos
MD Global Partners, LLCBroker
November 2020 - January 2025 · 4 yrs 2 mos
Maxim Financial Advisors LLC
June 2018 - December 2020 · 2 yrs 6 mos
Maxim Group LLCBroker
March 2018 - December 2020 · 2 yrs 9 mos
Newbridge Securities CorporationBroker
December 2011 - March 2018 · 6 yrs 3 mos
Maxim Group LLCBroker
July 2003 - December 2011 · 8 yrs 5 mos
Murjen Financial, INC.Broker
October 2002 - August 2003 · 10 mos
First Republic Group, LLCBroker
January 1999 - October 2002 · 3 yrs 9 mos
Bluestone Capital Partners, L.P.Broker
July 1998 - November 1998 · 4 mos
First Security Investments, INC.Broker
April 1998 - July 1998 · 3 mos
Northeast Securities, INC.Broker
February 1998 - March 1998 · 1 mo
Nichols, Safina, Lerner & CO. INC.Broker
September 1995 - January 1998 · 2 yrs 4 mos
State Registrations12 states
CAFLGAIAILMINCNJNYPASCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.