William Semans is a registered investment advisor, based in Charlotte, NC, with 29 years of industry experience.
Location
4777 Sharon Rd, Fl 2, Charlotte, NC, 28210
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Regulatory History (2)
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Employment Separation After Allegations
July 2015Customer Dispute
December 2008Denied
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 2 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 2 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 2 mos
Previous Registrations
Bb&t Securities, LLCBroker
August 2015 - February 2021 · 5 yrs 6 mos
Bb&t Securities, LLC
August 2015 - February 2021 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - August 2015 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - August 2015 · 6 yrs 8 mos
UBS Financial Services INC.
January 2003 - December 2008 · 5 yrs 11 mos
UBS Financial Services INC.Broker
January 2003 - December 2008 · 5 yrs 11 mos
Deutsche Bank Securities INC.
December 2001 - January 2003 · 1 yr 1 mo
Deutsche Bank Securities INC.Broker
January 2001 - January 2003 · 2 yrs
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
November 1996 - September 1997 · 10 mos
State Registrations18 states
CACODEFLGAINMAMDMINCNYOHORSCTNTXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.