RH
RH

Richard Hutchins

28 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker

Richard Hutchins is a registered investment advisor at D.A. Davidson & CO., based in Scottsdale, AZ, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

20551 N Pima Rd, Suite 200, Scottsdale, AZ, 85255

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Closed-No Action
Customer Dispute
October 2008
Settled
Other Business Activities

Richard is a 20% owner in Southern Expedition, LLC (DBA Rocket Brothers Espresso) since 2003, and a board member for Kids Unlimited of Southern Oregon since 2005. He also serves as treasurer for Bushnell Foundation, executor of an estate, and board member/vice president for Crater Wrestling Boosters.

Employment History
Current Registrations
D.A. Davidson & CO.
September 2009 - Present · 16 yrs 8 mos
D.A. Davidson & CO.Broker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
October 1997 - June 2009 · 11 yrs 8 mos
State Registrations26 states
AKARAZCACOFLGAHIIDILINKYMAMNMTNCNENVOKORSDTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Hutchins - Financial Advisor | TrueAdvisor