Scott Lay
Scott Lay is a registered investment advisor at Cetera Investment Advisers LLC, based in St.Louis, MO, with 30 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11600 Manchester Rd Ste 100, St.Louis, MO, 63131
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2001Other Business ActivitiesSells Insurance
Scott is an independent insurance agent selling fixed annuities, life/accident/health, and long-term care insurance since 1995. He is also the President/Owner and financial advisor at SWLAY Financial Group LLC, spending nearly full-time on this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Paramount Financial LLC
Paramount Financial LLC
Walnut Street Securities, INC.Broker
Afs Brokerage, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.