Roland King is a registered investment advisor, based in Weston, FL, with 30 years of industry experience.
Location
Weston, FL
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Regulatory History (1)
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Customer Dispute
January 2006Settled
Other Business Activities
Roland is a trustee, prepares taxes/accounting, and holds a board position/officer role. Tax preparation/accounting takes about a third of Roland's time, while the board position requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Previous Registrations
Avantax Advisory Services
January 2008 - September 2025 · 17 yrs 8 mos
Avantax Investment Services, INC.Broker
September 1996 - September 2025 · 29 yrs
Wma Securities, INC.Broker
July 1995 - September 1996 · 1 yr 2 mos
State Registrations7 states
FLGAMANJNYTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.