DW
DW

Douglas Ward

30 Years of Experience
Hackensack, NJ
Broker

Douglas Ward is a registered investment advisor at Wells Fargo Advisors, based in Hackensack, NJ, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Hackensack Ave, Ste 901, Hackensack, NJ, 07601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas has 100% ownership of Ward Wealth Management LTD since 2020, but dedicates no time to it. He also co-owns rental property with his spouse, spending minimal time on it.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Wells Fargo Advisors
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2019 · 10 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2019 · 10 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2002 - April 2007 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 1995 - April 2007 · 11 yrs 8 mos
State Registrations23 states
CACOCTDEFLGAILINMAMDMEMONCNJNMNYPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Ward - Financial Advisor | TrueAdvisor