Kevin Daniel
Kevin Daniel is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Seattle, WA, with 30 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
701 Pike Street, Suite 2100, Seattle, WA, 98101
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
August 2018Criminal
May 2018Other Business Activities
Kevin volunteers his time to help business school graduates network and attends occasional breakfasts with business community members. He has been on this board for 10-15 years and considers it a charitable activity, providing no investment advice or soliciting clients.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Haynie, CFPOppenheimer & CO. INC.
- Xingdi Zhou, CFPOppenheimer & CO. INC.
- David PickettOppenheimer & CO. INC.
- Serafin AquinoOppenheimer & CO. INC.
- Cole Bonipart, CFPOppenheimer & CO. INC.
- Michael Napier, CFPOppenheimer & CO. INC.