RC
RC
Richard Cohen is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History (3)
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Customer Dispute
March 2013Denied
Customer Dispute
October 2008Settled
Customer Dispute
May 2003Denied
Other Business Activities
Richard is a board member of the Morris Area Society of Homebrewers since 2017. This activity is not investment-related and takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
July 2002 - June 2009 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
August 1995 - June 2009 · 13 yrs 10 mos
State Registrations20 states
ALARAZCACOCTDEFLGAMAMDNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.