TP
TP

Theresa Peek

25 Years of Experience
Boca Raton, FL
Broker

Theresa Peek is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1801 North Military Trail, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Theresa is an employee of Limelight by Aclone, selling skin care and makeup products. This activity takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
February 2016 - Present · 10 yrs 3 mos
Morgan StanleyBroker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
National Securities CorporationBroker
January 2013 - September 2015 · 2 yrs 8 mos
Vfinance Investments, INCBroker
April 2002 - September 2015 · 13 yrs 5 mos
Viewtrade Securities, INC.Broker
October 2001 - May 2002 · 7 mos
Program Trading CORP.Broker
October 2000 - July 2001 · 9 mos
A. G. Edwards & Sons, INC.Broker
May 2000 - October 2000 · 5 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMTNCNDNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Theresa Peek - Financial Advisor | TrueAdvisor