Nicholas Darvin
Nicholas Darvin is a registered investment advisor at American Independent Securities Group, LLC, based in Denver, CO, with 25 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,385 clients with $990M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fees generally range from 0.75% to 2.5% based on total assets, investment style, and program platform. Fees are negotiable.
Fee Estimator
Location
Denver, CO
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Nicholas is the owner and representative of Darvin Asset Management, dedicating full-time hours during trading hours. He is also an independent insurance agent selling life insurance under the same business name, but spends minimal time on this activity.
Employment History
Current Registrations
American Independent Securities Group, LLC
American Independent Securities Group, LLCBroker
Previous Registrations
Leonard & CompanyBroker
Jackson National Life Distributors, INC.Broker
American Skandia Marketing, INC.Broker
Janus Distributors, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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