NM
NM
Nisha Modak is a registered investment advisor at Morgan Stanley, based in The Woodlands, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
24 Waterway Avenue, Suite 600, The Woodlands, TX, 77380
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Regulatory History (1)
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Judgment / Lien
October 2016Employment History
Current Registrations
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Morgan Stanley
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
April 2009 - July 2013 · 4 yrs 3 mos
LPL Financial LLC
April 2009 - July 2013 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2000 - April 2009 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - April 2009 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - August 1999 · 4 yrs 1 mo
State Registrations14 states
AZCADCFLILLAMAMEMOMSNHNJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.