James Vondrak is a CFP, ChFC-designated registered investment advisor, based in Tampa, FL, with 30 years of industry experience.
Location
Tampa, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
August 2004 - Present · 21 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - May 2019 · 9 yrs 8 mos
William E. Hamm & Associates,inc
August 2004 - December 2005 · 1 yr 4 mos
Mutual Service Corporation
May 2004 - October 2004 · 5 mos
Mutual Service CorporationBroker
January 2003 - September 2009 · 6 yrs 8 mos
Lifemark Securities CORP.Broker
October 1999 - December 2002 · 3 yrs 2 mos
Foresters Equity Services, INC.Broker
January 1999 - October 1999 · 9 mos
Sunset Financial Services, INC.Broker
January 1998 - January 1999 · 1 yr
Capital Brokerage CorporationBroker
December 1997 - January 1998 · 1 mo
Forth Financial Securities, CorporationBroker
August 1995 - December 1997 · 2 yrs 4 mos
State Registrations4 states
FLGAILTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.