KM
KM

Kathleen Graham Marteney

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
3,226 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $35.0M0.55%
$35.0M - $50.0M0.45%
$50M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kathleen works as an advisor for Provenance Wealth Advisors, focusing on financial planning. She also works as a non-variable insurance agent for Provenance Wealth Advisors, dedicating about a quarter to about half of her time to obtaining quotes, completing applications, and overseeing underwriting. Kathleen also receives minimal referral fees for business referred to a CPA firm.

Employment History
Current Registrations
Pwa Securities, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Provenance Wealth Advisors
March 2014 - Present · 11 yrs 11 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2014 - August 2023 · 9 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 2014 - August 2023 · 9 yrs 7 mos
Valmark Advisers, INC.
March 2009 - January 2014 · 4 yrs 10 mos
Resonate Advisors, INC.
March 2009 - January 2014 · 4 yrs 10 mos
Valmark Securities, INC.Broker
February 2009 - January 2014 · 4 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
March 2001 - June 2006 · 5 yrs 3 mos
Lincoln Financial Advisors Corporation
January 2000 - February 2009 · 9 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
June 1998 - February 2009 · 10 yrs 8 mos
Cigna Financial Advisors,inc.Broker
July 1995 - June 1998 · 2 yrs 11 mos
State Registrations16 states
CACOFLGAILINKYNCNJNYOHPAPRSCVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.