James Fontanella is a registered investment advisor, based in Woodland Park, NJ, with 30 years of industry experience.
Location
1031 Mcbride Avenue, Suite C-201, Woodland Park, NJ, 07424
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a CPA and owner of an accounting and tax preparation business serving small businesses and individuals since 1992. He dedicates nearly full-time hours to this activity.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
March 2006 - Present · 20 yrs 2 mos
Cetera Investment Advisers LLC
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
C.J.M. Asset Management, LLC
July 2002 - October 2005 · 3 yrs 3 mos
Tfs Securities, INC.Broker
November 1999 - November 1999 · 0 mos
C. J. M. Planning CORP.Broker
September 1995 - October 2005 · 10 yrs 1 mo
State Registrations1 state
NJ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.