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Stephanie Nilsen is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
Get directionsHistory
Regulatory History (2)
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Financial
March 2018Final
Financial
September 2016Final
Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Capital Guardian Wealth Management, LLC
October 2012 - January 2014 · 1 yr 3 mos
Capital Guardian, LLCBroker
August 2012 - January 2014 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
July 2011 - August 2012 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
July 2011 - August 2012 · 1 yr 1 mo
Rehmann Financial
August 2010 - May 2011 · 9 mos
Royal Alliance Associates, INC.
March 2010 - December 2010 · 9 mos
Royal Alliance Associates, INC.Broker
February 2010 - June 2011 · 1 yr 4 mos
Oppenheimer & CO. INC.
May 2009 - November 2009 · 6 mos
Oppenheimer & CO. INC.Broker
March 2009 - November 2009 · 8 mos
Stanford Group Company
July 2006 - March 2009 · 2 yrs 8 mos
Stanford Group CompanyBroker
June 2006 - March 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.
January 2004 - June 2006 · 2 yrs 5 mos
Banc of America Investment Services, INC.Broker
December 2001 - June 2006 · 4 yrs 6 mos
Prime Capital Services, INC.Broker
February 2001 - November 2001 · 9 mos
J. B. Hanauer & CO.Broker
June 2000 - December 2000 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.