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Anthony Marino

30 Years of Experience
Florham Park, NJ
Broker

Anthony Marino is a registered investment advisor at Ameriprise Financial Services, LLC, based in Florham Park, NJ, with 30 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Campus Dr Ste 150, Florham Park, NJ, 07932-1007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 3 mos
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 3 mos
Ameriprise Financial Services, LLCBroker
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
Metlife Securities INC.
March 2013 - April 2016 · 3 yrs 1 mo
Metlife Securities INC.Broker
February 2013 - April 2016 · 3 yrs 2 mos
Ridgewood Associates INC, Nj
February 2003 - March 2012 · 9 yrs 1 mo
Ridgewood Associates INC. NjBroker
August 1995 - March 2013 · 17 yrs 7 mos
State Registrations37 states
AKALARAZCACOCTDCDEFLGAIAILLAMAMEMIMOMSNCNHNJNMNVNYOHORPARISCTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Marino - Financial Advisor | TrueAdvisor