Richard Schaefer is a registered investment advisor, based in Pflugerville, TX, with 30 years of industry experience.
Location
1505 Mangrum St, Pflugerville, TX, 78660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various companies and owns the property his firm rents for office space. He also works as an advisory representative for a RIA, a business consultant, and a W2 employee of a securities DBA, dedicating a significant amount of time to these activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Mony Securities CORP.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.