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Alejandro Riquezes

28 Years of Experience
Delray Beach, FL
1 Disclosure

Alejandro Riquezes is a registered investment advisor at Windmills Capital INC., based in Delray Beach, FL, with 28 years of industry experience. Alejandro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 13 clients with $5.3M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
13 clients
Average Client Portfolio
$405K average
Assets Under Management
$5.3M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5M+0.50%

Fees may be negotiable under unusual circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Delray Beach, FL

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History

Regulatory History (1)
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Customer Dispute
April 2002
Pending
Other Business Activities

Alejandro is the Co-Founder and CEO of Wind2share, a social referral network, dedicating about 40% of his time to it. He is also affiliated with several other companies, spending a few hours per week in this capacity.

Employment History
Current Registrations
Windmills Capital INC.
May 2009 - Present · 17 yrs
Previous Registrations
UBS International INC.
May 2006 - August 2008 · 2 yrs 3 mos
Wachovia Securities, LLC
July 2003 - May 2006 · 2 yrs 10 mos
Prudential Securities Incorporated
February 1997 - July 2003 · 6 yrs 5 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.