Tobin Crowder is a registered investment advisor, based in Oradell, NJ, with 29 years of industry experience.
Location
Oradell, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.
November 2009 - Present · 16 yrs 6 mos
First Trust Advisors LP
November 2009 - Present · 16 yrs 6 mos
First Trust Portfolios L.P.Broker
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
Lord, Abbett & CO. LLC
July 2008 - October 2009 · 1 yr 3 mos
Lord Abbett Distributor LLCBroker
November 2007 - October 2009 · 1 yr 11 mos
Lazard Asset Management Securities LLCBroker
April 2004 - October 2007 · 3 yrs 6 mos
Lazard Freres & CO. LLCBroker
July 1999 - April 2004 · 4 yrs 9 mos
Capital Brokerage CorporationBroker
March 1999 - July 1999 · 4 mos
Ge Investment Distributors, INCBroker
May 1997 - February 1999 · 1 yr 9 mos
Cantor Fitzgerald & CO.Broker
December 1996 - May 1997 · 5 mos
Cantor Fitzgerald SecuritiesBroker
December 1996 - May 1997 · 5 mos
Fred Alger & Company, IncorporatedBroker
March 1996 - May 1996 · 2 mos
State Registrations2 states
ILNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.