IW
IW

Iain Walker

30 Years of Experience
Boulder, CO
Broker

Iain Walker is a registered investment advisor at Wells Fargo Advisors, based in Boulder, CO, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6654 Gunpark Dr, Ste 101, Boulder, CO, 80301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Iain co-owns rental property in Fraser, CO, and fully owns Arbroath Capital in Westminster, CO, dedicating about 10-20% of his time to the latter. He also holds power of attorney for his mother, spending a few hours per week on this.

Employment History
Current Registrations
Wells Fargo Advisors
March 2009 - Present · 17 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
April 2001 - April 2009 · 8 yrs
Citigroup Global Markets INC.Broker
April 2001 - April 2009 · 8 yrs
Prudential Securities IncorporatedBroker
September 1995 - April 2001 · 5 yrs 7 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.