Jon Franco
Jon Franco is a registered investment advisor at Chelsea Advisory Services, INC, based in Brooklyn, NY, with 27 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 552 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable up to a maximum of 2% of assets under management. Pre-existing clients or employee-related accounts may be charged lower rates.
Fee Estimator
Location
Brooklyn, NY
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2005Customer Dispute
December 2003Other Business Activities
Jon operates Franco Advisory Services as a DBA for securities and advisory business conducted through Chelsea Financial Services and Chelsea Advisory Services.
Employment History
Current Registrations
Chelsea Advisory Services, INC
Chelsea Financial Services
Chelsea Financial ServicesBroker
Previous Registrations
Girard Securities, INC.Broker
Qa3 Financial CORP.Broker
Multi-Financial Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Harrison Securities, INC.Broker
Broadmark Capital CORP.Broker
Gaines, Berland INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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