RM
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Richard Miller

30 Years of Experience
Mary Esther, FL
Broker

Richard Miller is a registered investment advisor at Wells Fargo Advisors, based in Mary Esther, FL, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

124 E Miracle Strip Pkwy, Ste 303, Mary Esther, FL, 32569

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard has 100% ownership of Rick Miller LLC, which he started in February 2023. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2002 - Present · 24 yrs 3 mos
Wells Fargo Advisors
February 2002 - Present · 24 yrs 3 mos
Previous Registrations
Prudential Securities IncorporatedBroker
August 1995 - February 2002 · 6 yrs 6 mos
State Registrations31 states
AKALARAZCACOCTFLGAINLAMDMEMIMOMSNCNENHNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Miller - Financial Advisor | TrueAdvisor