TrueAdvisor
TrueAdvisor
AB
AB

Aaron J Brandes

J.P. Morgan Securities LLC
29 Years of Experience
4 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
J.P. Morgan Securities LLC
Compensation
Fee-Only (AUM)
Firm Size
12332 advisors
Number of Clients
1,055,400 clients
Average Client Portfolio
$334K average
Assets Under Management
$352.6B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.45%
$250K - $500K1.30%
$500K - $1000K1.15%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $15.0M0.55%
$15.0M - $25.0M0.50%
$25.0M - $50.0M0.40%
$50M+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

8111 Preston Road, Suite #230, Dallas, TX, 75225

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Customer Dispute
October 2008
Settled
Customer Dispute
March 2005
Denied
Customer Dispute
August 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 13 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
January 2008 - May 2009 · 1 yr 4 mos
Wamu Investments, INC.Broker
May 2001 - May 2009 · 8 yrs
Investment Professionals, INC.Broker
January 2001 - May 2001 · 4 mos
Invest Financial CorporationBroker
March 1999 - January 2001 · 1 yr 10 mos
American Heartland Investments INC.Broker
September 1996 - September 1998 · 2 yrs
Chapman Securities, INC.Broker
January 1996 - August 1996 · 7 mos
New England SecuritiesBroker
October 1995 - December 1995 · 2 mos
State Registrations33 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.