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Aaron Brandes

J.P. Morgan Securities LLC
30 Years of Experience
Dallas, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Aaron Brandes is a registered investment advisor at J.P. Morgan Securities LLC, based in Dallas, TX, with 30 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8111 Preston Road, Suite #230, Dallas, TX, 75225

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Customer Dispute
October 2008
Settled
Customer Dispute
March 2005
Denied
Customer Dispute
August 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
January 2008 - May 2009 · 1 yr 4 mos
Wamu Investments, INC.Broker
May 2001 - May 2009 · 8 yrs
Investment Professionals, INC.Broker
January 2001 - May 2001 · 4 mos
Invest Financial CorporationBroker
March 1999 - January 2001 · 1 yr 10 mos
American Heartland Investments INC.Broker
September 1996 - September 1998 · 2 yrs
Chapman Securities, INC.Broker
January 1996 - August 1996 · 7 mos
New England SecuritiesBroker
October 1995 - December 1995 · 2 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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